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Compliance Risk Concepts

價格:免費

更新日期:2016-04-22

檔案大小:34.2 MB

目前版本:1.0.0

版本需求:需要 iOS 7.0 或以上版本。與 iPhone、iPad 及 iPod touch 相容。

支援語言:英語

Compliance Risk Concepts(圖1)-速報App

The Compliance Risk Concepts (“CRC”) “Hotline” app is designed to be a “real-time” resource for financial services organizations to access “best-in-class” industry expertise to pose questions and issues specific to the ongoing and onerous regulatory compliance responsibilities impacting: FINRA registered broker-dealers, SEC and State registered investment advisers, hedge funds, State chartered and nationally regulated banks, insurance underwriters and private equity firms.

Compliance Risk Concepts(圖2)-速報App

Using the CRC “Hotline” app, users can instantly access the intellectual capital of former industry Chief Compliance Officers (“CCOs”) and pose questions, concerns, etc. directly through the app or by calling the CRC “Hotline” at 1-888-588-4CRC. Additionally, the app provides links to Frequently Asked Questions (“FAQs”), Industry “Hot Button” Issues and access to all CRC related web resources.

Compliance Risk Concepts(圖3)-速報App

This app is a must have for all Compliance Officers, CEOs of independent broker-dealers, Managing Partners of independent investment advisers, Chief Financial Officers (“CFOs”), Chief Operating Officers (“COOs”), Chief Risk Officers (“CROs”), insurance underwriters, private equity firms and anyone who is seeking to expand their knowledge specific to regulatory compliance issues.

Compliance Risk Concepts(圖4)-速報App

Isn’t it time that you had access to expert resources – without having to pay hundreds of dollars per hour to outside counsel? Don't settle for an app that doesn't fit your business needs! Download the CRC “Hotline” app today!

Compliance Risk Concepts(圖5)-速報App

支援平台:iPhone, iPad